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A
synapse appears as the thin, dark area
near the bottom center in this electron mi-
croscope picture of a section through cere-
bellar cortex of a rat. To the left of the
synapse, an axon cut in cross section is
filled with tiny round synaptic vesicles, in
•which neurotransmitter is stored. To the
right a dendritic process (called a spine) can
be seen coming off of a large dendritic
branch, which runs horizontally across the
picture near the top. (The two sausage-like
dark structures in this dendrite are mito-
chondria.) The two membrane surfaces, of
the axon and dendrite, come together at
the synapse, where they are thicker and
darker. A 20-nanomctcr cleft separates
them.
Top:
A segment of nerve axon at rest. The
sodium pump has expelled most sodium
ions and brought in potassium ions. So-
dium channels are mainly closed. Because
many potassium channels are open, enough
potassium ions have left relative to those
entering to charge the membrane to 70
millivolts positive outside. Bottom: A
nerve impulse is traveling from left to
right. At the extreme right the axon is still
in the resting state. In the middle section
the impulse is in full swing: sodium chan-
nels are open, sodium ions are pouring in
(though not in nearly large enough
amounts to produce any measurable
changes in concentration in the course of
one impulse); the membrane is now 40
millivolts, negative outside. At the extreme
left the membrane is recovering. The rest-
ing potential is restored, because more po-
tassium channels have opened (and then
closed) and because sodium channels have
automatically closed. Because sodium chan-
nels cannot immediately reopen, a second
impulse cannot occur for about a millisec-
ond. This explains why the impulse when
under way cannot travel back toward the
cell body.

2
IMPULSES, SYNAPSES, AND CIRCUITS
A large part of neuroscience concerns the nuts and bolts of the subject:
how
single cells work and how information is conveyed from cell to cell
across
synapses. It should be obvious that without such knowledge we are in
the
position of someone who wants to understand the workings of a radio
or TV
but does not know anything about resistors, condensers, or transistors.
In the
last few decades, thanks to the ingenuity of several neurophysiologists,
of
whom the best known are Andrew Huxley, Alan Hodgkin, Bernard Katz,
John Eccles, and Stephen Kuffler, the physicochemical mechanisms of
nerve
and synaptic transmission have become well understood. It should be
equally
obvious, however, that this kind of knowledge by itself cannot lead
to an
understanding of the brain, just as knowledge about resistors, condensers,
and
transistors alone will not make us understand a radio or TV, or knowledge
of
the chemistry of ink equip us to understand a Shakespeare play.
In this chapter I begin by summing up part of what we know about nerve
conduction and synaptic transmission. To grasp the subject adequately,
it is a
great help to know some physical chemistry and electricity, but I think
that
anyone can get a reasonable feel for the subject without that. And in
any case
you only need a very rudimentary understanding of these topics to follow
the
subsequent chapters.
The job of a nerve cell is to take in information from the cells that
feed into
it, to sum up, or integrate, that information, and to deliver the integrated
infor-
mation to other cells. The information is usually conveyed in the form
of brief
events called nerve impulses. In a given cell, one impulse is the same
as any
other; they are stereotyped events. At any moment a cell's rate of firing
im-
pulses is determined by information it has just received from the cells
feeding
into it, and its firing rate conveys information to the cells that it
in turn feeds
into. Impulse rates vary from one every few seconds or even slower to
about
1000 per second at the extreme upper limit.
THE
MEMBRANE POTENTIAL
What happens when information is transferred
from one cell to
another at the synapse? In the first cell, an electrical signal, or
impulse, is initi-
ated on the part of an axon closest to the cell body. The impulse travels
down
the axon to its terminals. At each terminal, as a result of the impulse,
a chemi-
cal is released into the narrow, fluid-filled gap between one cell and
the next—
the synoptic cleft—and diffuses across this 0.02-micrometer gap
to the second,
postsynaptic, cell. There it affects the membrane of the second cell
in such a
way as to make the second cell either more or less likely to fire impulses.
That
is quite a mouthful, but let's go back and examine the process in detail.
The nerve cell is bathed in and contains salt water. The salt consists
not only
of sodium chloride, but also of potassium chloride, calcium chloride,
and a
few less common salts. Because most of the salt molecules are ionized,
the
fluids both inside and outside the cell will contain chloride, potassium,
so-
dium, and calcium ions (Cl , K+, Na+ and Ca 2+.
In the resting state, the inside and outside of the cell differ in electrical
poten-
tial by approximately one-tenth of a volt, positive outside. The precise
value is
more like 0.07 volts, or 70 millivolts. The signals that the nerve conveys
consist of transient changes in this resting potential, which travel
along the
fiber from the cell body to the axon endings. I will begin by describing
how
the charge across the cell membrane arises.
The nerve-cell membrane, which covers the entire neuron, is a structure
of
extraordinary complexity. It is not continuous, like a rubber balloon
or hose,
but contains millions of passages through which substances can pass
from one
side to the other. Some are pores, of various sizes and shapes. These
are now
known to be proteins in the form of tubes that span the fatty substance
of the
membrane from one side to the other. Some are more than just pores;
they are
little machine-like proteins called pumps, which can sieze ions of one
kind and
bodily eject them from the cell, while bringing others in from the outside.
This pumping requires energy, which the cell ultimately gets by metabolizing
glucose and oxygen. Other pores, called channels, are valves that can
open and
close. What influences a given pore to open or close depends on what
kind of
pore it is. Some are affected by the charge across the membrane; others
open or
close in response to chemicals floating around in the fluid inside or
outside the
cell.
The charge across the membrane at any instant is determined by the concen-
trations of the ions inside and out and by whether the various pores
are open or
closed. (I have already said that pores are affected by the charge,
and now I am
saying that the charge is determined by the pores. Let's just say for
now that
the two things can be interdependent. I will explain more soon.) Given
the
existence of several kinds of pores and several kinds of ions, you can
see that
the system is complicated. To unravel it, as Hodgkin and Huxley did
in 1952,
was an immense accomplishment.
First, how does the charge get there? Suppose you start with no charge
across the membrane and with the concentrations of all ions equal inside
and
outside. Now you turn on a pump that ejects one kind of ion, say sodium,
and
for each ion ejected brings in another kind, say potassium. The pump
will not
in itself produce any charge across the membrane, because just as many
posi-
tively charged ions are pumped in as are pumped out (sodium and potassium
ions both having one positive charge). But now imagine that for some
reason a
large number of pores of one type, say the potassium pores, are opened.
Potas-
sium ions will start to flow, and the rate of flow through any given
open pore
will depend on the potassium concentrations: the more ions there are
near a
pore opening, the more will leak across, and because more potassium
ions are
inside than outside, more will flow out than in. With more charge leaving
than
entering, the outside will quickly become positive with respect to the
inside.
This accumulation of charge across the membrane soon tends to discourage
further potassium ions from leaving the cell, because like charges repel
one
another. Very quickly—before enough K+ ions cross to produce a
measurable
change in the potassium concentration—the positive-outside charge
builds up
to the point at which it just balances the tendency ofK+ ions to leave.
(There
are more potassium ions just inside the pore opening, but they are repelled
by
the charge.) From then on, no net charge transfer occurs, and we say
the
system is in equilibrium. In short, the opening of potassium pores results
in a charge
across the membrane, positive outside.
Suppose, instead, we had opened the sodium pores. By repeating the argu-
ment, substituting "inside" for "outside", you can
easily see that the result
would be just the reverse, a negative charge outside. If we had opened
both
types of pores at the same time, the result would be a compromise. To
calcu-
late what the membrane potential is, we have to know the relative concentra-
tions of the two ions and the ratios of open to closed pores for each
ion—and
then do some algebra.
THE
IMPULSE
When the nerve is at rest, most but not
all potassium channels are
open, and most sodium channels are closed; the charge is consequently
posi-
tive outside. During an impulse, a large number of sodium pores in a
short
length of the nerve fiber suddenly open, so that briefly the sodium
ions domi-
nate and that part of the nerve suddenly becomes negative outside, relative
to
inside. The sodium pores then reclose, and meanwhile even more potassium
pores have opened than are open in the resting state. Both events—the
sodium
pores reclosing and additional potassium pores opening—lead to
the rapid
restoration of the positive-outside resting state. The whole sequence
lasts
about one-thousandth of a second.
All this depends on the circumstances that influence pores to open and
close.
For both Na+ and K+ channels, the pores are sensitive to the charge
across the
membrane. Making the membrane less positive outside—depolarizing
it from
its resting state—results in the opening of the pores. The effects
are not identi-
cal for the two kinds of pores: the sodium pores, once opened, close
of their
own accord, even though the depolarization is maintained, and are then
incap-
able of reopening for a few thousandths of a second; the potassium pores
stay
open as long as the depolarization is kept up. For a given depolarization,
the
number of sodium ions entering is at first greater than the number of
potas-
sium ions leaving, and the membrane swings negative outside with respect
to
inside; later, potassium dominates and the resting potential is restored.
In this sequence of events constituting an impulse, in which pores open,
ions
cross, and the membrane potential changes and changes back, the number
of
ions that actually cross the membrane—sodium entering and potassium
leaving—is miniscule, not nearly enough to produce a measurable
change in
the concentrations of ions inside or outside the cell. In several minutes
a nerve
might fire a thousand times, however, and that might be enough to change
the
concentrations, were it not that the pump is meanwhile continually ejecting
sodium and bringing in potassium so as to keep the concentrations at
their
proper resting levels. The reason that during an impulse such small
charge
transfers result in such large potential swings is a simple matter of
electricity:
the capacitance of the membrane is low, and potential is equal to charge
trans-
ferred divided by capacitance.
A depolarization of the membrane—making it less positive-outside
than it is
at rest—is what starts up the impulse in the first place. If,
for example, we
suddenly insert some sodium ions into the resting fiber, causing a small
initial
depolarization, a few sodium pores open as a consequence of that depolariza-
tion but because many potassium pores are already open, enough potassium
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